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Transcriptional Regulators and the Evolution of Plant FormJohn Doebleya and Lewis Lukensaa Department of Plant Biology, University of Minnesota, St. Paul, Minnesota 55108 Correspondence to: John Doebley, doebley{at}maroon.tc.umn.edu (E-mail), 612-625-1738 (fax).
The modern or neo-Darwinian theory of evolution was formulated well over half a century ago at a time when genes were abstractions and development was understood only as the transition between a series of phenotypic states. Since that time, our knowledge of the gene, the diversity of types of genes, the interactions among genes, and the organization of genes into the networks and hierarchies that regulate development has grown enormously. Although still incomplete, this burgeoning knowledge of the molecular mechanisms that regulate ontogeny compels a continual reassessment of the question: How did the diversity of forms of life on earth evolve? Darwin resolved this question at the ecological level by explaining how natural selection would favor the "fittest" forms within a specific environmental context. The neo-Darwinian synthesis resolved this question at the genetic level by showing how the mechanisms of mutation, selection, and drift produce the directional changes in gene frequencies that underlie the evolution of novel forms ( In this article, we explore how recent advances in the understanding of gene structure, function, and interactions have fueled the creation of new ideas on the molecular mechanisms underlying the evolution of plant form. We summarize evidence for our view that change in the cis-regulatory elements of transcriptional regulators provides a predominant mechanism for the generation of novel phenotypes. We end with a discussion of the opportunities for testing this idea empirically by establishing causal linkages between specific changes in the molecular structure of genes and the production of novel phenotypes in naturally occurring plant species.
After the synthesis of genetics and evolution in the 1920s, several authors hypothesized that genes regulating the timing or rate of development must be required for the evolution of form (
Around 1970,
The concept that the regulatory regions of genes have a predominant role in evolution won early but inconclusive support.
The neutral theory of molecular evolution, as formulated by This early evidence for the importance or predominance of regulatory evolution over protein evolution is at best suggestive. For example, although the level of protein differentiation between humans and chimpanzees may not be commensurate with their behavioral and morphological differences, a small number of effective amino acid substitutions could be sufficient to control these differences. In fact, under the model that protein evolution explains most morphological evolution, a reasonable expectation would be that a small number of effective changes in protein function should exist amid a much larger number of ineffective (or neutral) changes.
If most proteins are not evolving in a positive way under the guidance of natural selection, then their functions are apt to be conserved over long periods of evolutionary time. This, in fact, appears to be the case when one considers the common observation that a protein from one species can often complement a mutant or produce a similar phenotype in a second organism, even when the two species have been separated for long evolutionary periods. One of the most striking cases is the ability of the mouse Small-eye (Pax-6) gene, which controls eye formation, to induce ectopic eye formation in Drosophila, indicating that the function of this protein has been conserved for the 500 million years since the divergence of arthropods and vertebrates (
Evidence for the conservation of protein function over long evolutionary periods notwithstanding, proteins do evolve in function, and change in protein function is a crucial component of evolution. Indeed, there are a few cases in which the functional evolution of proteins involved in morphogenesis has been documented. For example, among members of the MADS box gene family of Arabidopsis, differences in three separate regions of the protein are involved in conferring the functional specificities that distinguish family members ( When one observes full complementation of function by a protein from another species, the interpretation is clear. Function has been conserved. When partial or noncomplementation is observed, the interpretation is more complex. One possibility is that the protein has specifically evolved to interact with a different set of partners or bind to a different set of downstream genes in ways that alter the phenotype. A second possibility is that the protein has changed in "specificity" but not in "function as related to the phenotype." For example, a pair of interacting proteins in one species may have coevolved on a particular path, whereas in a second species the orthologous pair of proteins has evolved independently along a different path. These pairs may fulfill the same function (e.g., they may activate the same set of downstream genes) in both species, but the individual proteins of one species may not be able to complement the "function" of their orthologs in the other species because of changes that specify the interaction with the particular partner. Function is contextual, and one cannot infer a change in function (as related to the phenotype) from failure of a protein to complement its ortholog in another species.
The view that evolution often proceeds via changes in the spatialtemporal patterns of gene expression has been embraced by diverse authors (see
The first line of evidence comes from studies of natural species that reveal correlations between the spatial patterns of gene expression and phenotype. For example, the formation of eye spots on butterfly wings is correlated with the domains of Distal-less expression (
A second line of evidence comes from mutations that reveal how rearrangements in the nontranscribed flanking regions of genes can produce novel patterns of gene expression and/or novel phenotypes. In tomato,
Modular organization of promoters may contribute to their evolutionary flexibility (
Britten and Davidson's model for regulatory evolution was developed at a time when little was known about the diversity of gene functions and the interactions among genes. Although this knowledge is still incomplete, a far better catalog of the components is now available as well as substantial, if imperfect, knowledge of the interactions between these components. Some systems, such as vulval development in Caenorhabditis elegans and the pheromone response pathway in yeast, are understood at impressive levels of detail (
In broad outline, developmental pathways are composed of individual modules that are arranged in a semihierarchical system (
Viewed this way, plant development is a cascade of events that begins with the internal signals that initiate embryogenesis, followed by continual external and internal input directing the orderly activation of the hierarchically arranged modules. The modules themselves are visible in the processes, cell types, tissues, organs, and organ systems that we see. For example, one module may regulate trichome formation, another petal development, and a third seed maturation.
At what point(s) in the genetic hierarchy can nature best experiment with change to produce novel phenotypes? One criterion relevant to this question is the level of pleiotropy exhibited by genes at different hierarchical levels. Genes integrated into multiple modules will have broadly pleiotropic effects, thus limiting the extent to which they can be modified without disturbing the overall development of the plant. In contrast, genes whose actions are restricted to a single module could change with only limited impact on the organism overall. We compiled a list of cloned genes from Arabidopsis with mutant phenotypes that altered the morphology of the plant. We asked a colleague to categorize the severity of the mutant phenotype as (1) affecting a single organ or organ system (not pleiotropic), (2) affecting several related organ systems (weakly pleiotropic), (3) affecting multiple organ systems (moderately pleiotropic), or (4) strongly disrupting overall development (strongly pleiotropic). We also categorized the genes as transcriptional regulators or signaling system genes. Tallying the data revealed (Figure 2) that mutations in transcriptional regulators typically have less severe phenotypic effects (mostly classes 1 and 2) than do mutations in signaling genes (all classes 3 and 4). Using the criterion outlined above, transcriptional regulators should be more easily subject to evolutionary modification because their alteration would be less likely to have a major disruptive effect on development. Genes involved in signaling, on the other hand, appear to be integrated into diverse aspects of development, suggesting that nondisruptive alterations in their function and/or expression would be difficult to orchestrate.
The inference that transcriptional regulators play a central role in evolution has been advocated by one of us previously (
The inference that signaling genes are less likely contributors to evolution is not intuitive. In principle, modification of signaling genes could also provide for the coordinate expression of target genes in new temporal or spatial contexts. Some genes involved in signaling, such as tasselseed2 of maize (
The structure of two known developmental pathways provides some support for our arguments (1) that transcriptional regulators are apt to have less pleiotropic mutant phenotypes than their upstream signaling genes and (2) that signaling pathways tend to be shared among multiple developmental modules. First,
A particularly clear example that transcription factors are apt to have more limited phenotypic effects than their upstream signaling genes comes from the Ras signal transduction pathway in C. elegans (
We have discussed two molecular mechanisms by which plant form may evolve: (1) changes in cis-regulatory elements of genes and (2) changes in transcriptional regulators. We find it attractive to combine these two mechanisms and propose that modifications in the cis-regulatory regions of transcriptional regulators represent a predominant mode for the evolution of novel forms. This model has a statistical prediction. Taken over a large number of cases in which the molecular mechanisms of new morphologies have been clearly documented, cis-regulatory changes in transcriptional regulators will be significantly overrepresented. How can this model be tested?
Identification of the molecular mechanisms underlying the morphological differences between species is not a simple task. Genetics provides one opportunity. Distinct yet cross-compatible pairs of species that differ in major morphological traits are common among flowering plants (Figure 3;
Although a genetic approach has advantages, the morphological traits of most interest to many evolutionists are often those that distinguish cross-incompatible species or higher level taxonomic groups (
When Darwin proposed the theory of evolution by natural selection, genetics did not exist, and although it was understood that "like begets like," the mechanism of inheritance and therefore the mechanism of evolution was a mystery. The rediscovery of Mendelian genetics in the early part of this century identified the gene as the currency of inheritance and provided the foundation for modern evolutionary theory based on how the forces of mutation, selection, and drift produce evolutionary change via their action on genes. However, still missing from the equation was an understanding of genes, their structure, and the diversity of their functions. Also lacking was an understanding of the interactions among genes and their organization into the networks and hierarchies that control ontogeny. Over the past several decades, many of these missing elements in the equation have been illuminated, creating the opportunity for both developing more realistic models of morphological evolution and conducting empirical tests of them. In this review, we have presented some inferences that we and others have drawn from the modern understanding of gene structure, function, and interactions. These include (1) that development is modular in organization, (2) that protein function tends to be conserved over long evolutionary periods, (3) that plant promoters are labile in nature, (4) that signaling genes tend to have strongly pleiotropic effects, and (5) that transcriptional regulators act as key switches in plant development. The conclusion we draw from these inferences is that the evolution of plant form will be most readily accomplished by changes in the cis-regulatory regions of transcriptional regulators. The challenge now is to test this model by identifying the molecular mechanisms underlying specific events in the evolution of plant form among natural species. Genetics and transgenic plants will provide the necessary tools.
We thank Neil Olszewski for his classification of Arabidopsis mutants, Neil Olszewski and an anonymous reviewer for helpful comments on the manuscript, and Toby Bradshaw for permission to use Figure 3. Our research related to this topic is supported by grants from the National Science Foundation (No. DEB-9509074 and No. MCB-9513573) to J.D. and a STAR fellowship from the U.S. Environmental Protection Agency to L.L. Received February 12, 1998; accepted April 20, 1998.
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